Proxy Voting Records

Proxy voting records for the New York City Retirement Systems. This data set sets forth how the New York City Retirement Systems have voted their shares in the companies in which they hold stock. These records reflect how the the Systems voted on such issues as board of director elections and company and shareholder proposals.

Office of the Comptroller Dataset fpxc-zjtm 16 fields
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BOE
System: BOE • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
BOE
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
4
Proposal Text
Ratify BDO USA, LLP as Auditors
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
BOE
System: BOE • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
BOE
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
5
Proposal Text
Amend Restricted Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Peter R. Call
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director Samuel T. Hubbard, Jr.
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Arthur S. Wolcott
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Advisory Vote to Ratify Named Executive Officers' Compensation
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
3
Proposal Text
Advisory Vote on Say on Pay Frequency
Vote Instruction
One Year
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
4
Proposal Text
Ratify BDO USA, LLP as Auditors
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
City
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
5
Proposal Text
Amend Restricted Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Peter R. Call
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director Samuel T. Hubbard, Jr.
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Arthur S. Wolcott
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Advisory Vote to Ratify Named Executive Officers' Compensation
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
3
Proposal Text
Advisory Vote on Say on Pay Frequency
Vote Instruction
One Year
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
4
Proposal Text
Ratify BDO USA, LLP as Auditors
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Group Trust
System: Group Trust • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Group Trust
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
5
Proposal Text
Amend Restricted Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Peter R. Call
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director Samuel T. Hubbard, Jr.
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Arthur S. Wolcott
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Advisory Vote to Ratify Named Executive Officers' Compensation
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
3
Proposal Text
Advisory Vote on Say on Pay Frequency
Vote Instruction
One Year
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
4
Proposal Text
Ratify BDO USA, LLP as Auditors
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Fire
System: Fire • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Fire
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
5
Proposal Text
Amend Restricted Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Peter R. Call
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director Samuel T. Hubbard, Jr.
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Arthur S. Wolcott
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Advisory Vote to Ratify Named Executive Officers' Compensation
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
3
Proposal Text
Advisory Vote on Say on Pay Frequency
Vote Instruction
One Year
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
4
Proposal Text
Ratify BDO USA, LLP as Auditors
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Teachers
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070501
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
5
Proposal Text
Amend Restricted Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Peter R. Call
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director Samuel T. Hubbard, Jr.
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Arthur S. Wolcott
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Advisory Vote to Ratify Named Executive Officers' Compensation
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
3
Proposal Text
Advisory Vote on Say on Pay Frequency
Vote Instruction
One Year
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
4
Proposal Text
Ratify BDO USA, LLP as Auditors
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Police
System: Police • Company Name: Seneca Foods Corporation • Ticker: SENEA
System
Police
Company Name
Seneca Foods Corporation
Ticker
SENEA
Country
USA
Primary Isin
US8170705011
Primary Sedol
2781626
Provider Security Id
817070105
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-16T00:00:00.000
Proponent
Management
Proposal Number
5
Proposal Text
Amend Restricted Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Henry Ji
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director David H. Deming
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Kim D. Janda
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.4
Proposal Text
Elect Director Jaisim Shah
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.5
Proposal Text
Elect Director Yue Alexander Wu
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Ratify Deloitte & Touche LLP as Auditors
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
City
System: City • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
City
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
3
Proposal Text
Amend Omnibus Stock Plan
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
Teachers
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.1
Proposal Text
Elect Director Henry Ji
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
Teachers
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.2
Proposal Text
Elect Director David H. Deming
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
Teachers
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.3
Proposal Text
Elect Director Kim D. Janda
Vote Instruction
Withhold
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
Teachers
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.4
Proposal Text
Elect Director Jaisim Shah
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
Teachers
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
1.5
Proposal Text
Elect Director Yue Alexander Wu
Vote Instruction
For
Vote Against Management
No
Ballot Cutoff Date
2017-07-27T00:00:00.000
Teachers
System: Teachers • Company Name: Sorrento Therapeutics, Inc. • Ticker: SRNE
System
Teachers
Company Name
Sorrento Therapeutics, Inc.
Ticker
SRNE
Country
USA
Primary Isin
US83587F2020
Primary Sedol
BCT5QQ7
Provider Security Id
83587F202
Meeting Type
Annual
Meeting Date
2017-07-28T00:00:00.000
Record Date
2017-06-23T00:00:00.000
Proponent
Management
Proposal Number
2
Proposal Text
Ratify Deloitte & Touche LLP as Auditors
Vote Instruction
Against
Vote Against Management
Yes
Ballot Cutoff Date
2017-07-27T00:00:00.000