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Enforcement Actions Board Determinations and Penalties

This dataset lists the board determinations and penalties that the New York City Campaign Finance Board has imposed on New York City political campaigns from the year 2000 to the present.

City Government Campaign Finance Board (CFB) Dataset xrxs-qn95 6 fields
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Dataset fields
Showing 50 real records
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting contributions from unregistered political committees
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
975
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
5425
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate compliance with intermediary reporting and documentation requirements
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
3200
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to report bank accounts used for campaign purposes
Current Determination Name
Failure to disclose a bank account or political committee used in furtherance of the campaign
Final Board Determination
750
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to document transactions
Current Determination Name
Failure to document transactions
Final Board Determination
502
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to provide bank/merchant account statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
500
2013
Ec: 2013 • Candidate: Quinn, Chrsitine • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Quinn, Chrsitine
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to report transactions
Current Determination Name
Failure to report transactions
Final Board Determination
297
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting contributions from corporations, limited liability companies, or partnerships
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
602
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
2850
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Converting campaign funds to a personal use
Current Determination Name
Converting campaign funds to a personal use
Final Board Determination
No violation
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
2621
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to document transactions
Current Determination Name
Failure to document transactions
Final Board Determination
300
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to respond to the Supplement Document Request and late response to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
2349
2013
Ec: 2013 • Candidate: Rivera, Joel R. • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Rivera, Joel R.
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Repayment: Qualified Expenditure Deficit
Current Determination Name
Repayment: Qualified Expenditure Deficit
Final Board Determination
14303
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting contributions from corporations, limited liability companies, or partnerships
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
2475
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate compliance with cash receipts reporting and documentation requirements
Current Determination Name
Failure to demonstrate compliance with cash receipts reporting and documentation requirements
Final Board Determination
94
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate compliance with subcontractor reporting and documentation requirements
Current Determination Name
Failure to demonstrate compliance with subcontractor reporting and documentation requirements
Final Board Determination
100
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to document transactions
Current Determination Name
Failure to document transactions
Final Board Determination
100
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to provide merchant account statements
Current Determination Name
Failure to provide bank, credit card, and merchant account statements
Final Board Determination
500
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to report transactions
Current Determination Name
Failure to report transactions
Final Board Determination
210
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Late response to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
871
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Making impermissible post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
390
2013
Ec: 2013 • Candidate: Serpe, Lynne • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Serpe, Lynne
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Repayment: Qualified Expenditure Deficit
Current Determination Name
Repayment: Qualified Expenditure Deficit
Final Board Determination
42591
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting a contribution from a corporation
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
150
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Converting campaign funds to a personal use
Current Determination Name
Converting campaign funds to a personal use
Final Board Determination
750
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
3173
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to document a transaction
Current Determination Name
Failure to document transactions
Final Board Determination
100
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Late response to the Draft Audit Report
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
1148
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Making cash expenditures greater than $100
Current Determination Name
Making cash expenditures greater than $100
Final Board Determination
50
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Making impermissible post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
100
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Submitting false contribution reporting and documentation
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
300
2013
Ec: 2013 • Candidate: Similien, Jean • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Similien, Jean
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Repayment: Qualified Expenditure Deficit
Current Determination Name
Repayment: Qualified Expenditure Deficit
Final Board Determination
45535
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting contributions from corporations, limited liability companies, or partnerships
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
550
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting contributions from unregistered political committees
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
675
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
3500
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate compliance with intermediary reporting and documentation requirements
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
1500
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to document transactions
Current Determination Name
Failure to document transactions
Final Board Determination
400
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Commingling campaign funds with funds accepted for a different election
Current Determination Name
Failure to maintain a separate campaign bank account; using an undisclosed bank account in furtherance of the campaign; commingling campaign funds with personal or business funds or funds accepted for a different election
Final Board Determination
Violation; No Penalty
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to report transactions
Current Determination Name
Failure to report transactions
Final Board Determination
3689
2013
Ec: 2013 • Candidate: Stringer, Scott • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Stringer, Scott
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to file daily pre-election disclosure statements
Current Determination Name
Failure to report/late reporting of transactions in daily pre-election disclosure statements
Final Board Determination
200
2013
Ec: 2013 • Candidate: Wills, Ruben • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Wills, Ruben
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Accepting contributions from corporations, limited liability companies, or partnerships
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
510
2013
Ec: 2013 • Candidate: Wills, Ruben • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Wills, Ruben
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to demonstrate compliance with intermediary reporting and documentation requirements
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
100
2013
Ec: 2013 • Candidate: Wills, Ruben • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Wills, Ruben
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to report transactions
Current Determination Name
Failure to report transactions
Final Board Determination
50
2013
Ec: 2013 • Candidate: Wills, Ruben • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Wills, Ruben
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Failing to file daily pre-election disclosure statements
Current Determination Name
Failure to report/late reporting of transactions in daily pre-election disclosure statements
Final Board Determination
150
2013
Ec: 2013 • Candidate: Wills, Ruben • Board Meeting Date: 2016-12-15T00:00:00.000
Ec
2013
Candidate
Wills, Ruben
Board Meeting Date
2016-12-15T00:00:00.000
Determination
Repayment: Overpayment of Public Funds
Current Determination Name
Repayment: Overpayment of Public Funds
Final Board Determination
450
2013
Ec: 2013 • Candidate: Brewer, Gale • Board Meeting Date: 2016-12-16T00:00:00.000
Ec
2013
Candidate
Brewer, Gale
Board Meeting Date
2016-12-16T00:00:00.000
Determination
Failing to demonstrate compliance with subcontractor reporting and documentation requirements
Current Determination Name
Failure to demonstrate compliance with subcontractor reporting and documentation requirements
Final Board Determination
No violation
2013
Ec: 2013 • Candidate: Brewer, Gale • Board Meeting Date: 2016-12-16T00:00:00.000
Ec
2013
Candidate
Brewer, Gale
Board Meeting Date
2016-12-16T00:00:00.000
Determination
Failing to demonstrate that spending was in furtherance of the campaign
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
No violation
2013
Ec: 2013 • Candidate: Kallos, Benjamin • Board Meeting Date: 2017-01-12T00:00:00.000
Ec
2013
Candidate
Kallos, Benjamin
Board Meeting Date
2017-01-12T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
Violation; No Penalty
2013
Ec: 2013 • Candidate: Kallos, Benjamin • Board Meeting Date: 2017-01-12T00:00:00.000
Ec
2013
Candidate
Kallos, Benjamin
Board Meeting Date
2017-01-12T00:00:00.000
Determination
Exceeding the expenditure limit
Current Determination Name
Exceeding the expenditure limit
Final Board Determination
3244
2013
Ec: 2013 • Candidate: Kallos, Benjamin • Board Meeting Date: 2017-01-12T00:00:00.000
Ec
2013
Candidate
Kallos, Benjamin
Board Meeting Date
2017-01-12T00:00:00.000
Determination
Using Campaign funds for inaugural expenses
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
Violation; No Penalty
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