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Enforcement Actions Board Determinations and Penalties

This dataset lists the board determinations and penalties that the New York City Campaign Finance Board has imposed on New York City political campaigns from the year 2000 to the present.

City Government Campaign Finance Board (CFB) Dataset xrxs-qn95 6 fields
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Dataset fields
Showing 50 real records
2005
Ec: 2005 • Candidate: Marcial, Edwin • Board Meeting Date: 2008-07-10T00:00:00.000
Ec
2005
Candidate
Marcial, Edwin
Board Meeting Date
2008-07-10T00:00:00.000
Determination
23.18% monetary disbursements variance
Current Determination Name
Failure to report transactions
Final Board Determination
250
2005
Ec: 2005 • Candidate: Marcial, Edwin • Board Meeting Date: 2008-07-10T00:00:00.000
Ec
2005
Candidate
Marcial, Edwin
Board Meeting Date
2008-07-10T00:00:00.000
Determination
Failing to report an in-kind contribution
Current Determination Name
Failure to report transactions
Final Board Determination
50
2005
Ec: 2005 • Candidate: Marcial, Edwin • Board Meeting Date: 2008-07-10T00:00:00.000
Ec
2005
Candidate
Marcial, Edwin
Board Meeting Date
2008-07-10T00:00:00.000
Determination
Failing to report an in-kind contribution
Current Determination Name
Failure to report transactions
Final Board Determination
50
2005
Ec: 2005 • Candidate: Marcial, Edwin • Board Meeting Date: 2008-07-10T00:00:00.000
Ec
2005
Candidate
Marcial, Edwin
Board Meeting Date
2008-07-10T00:00:00.000
Determination
Failing to report 20 transactions
Current Determination Name
Failure to report transactions
Final Board Determination
Violation; No Penalty
2005
Ec: 2005 • Candidate: Marcial, Edwin • Board Meeting Date: 2008-07-10T00:00:00.000
Ec
2005
Candidate
Marcial, Edwin
Board Meeting Date
2008-07-10T00:00:00.000
Determination
Breach of certification
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
N/A
2005
Ec: 2005 • Candidate: Marcial, Edwin • Board Meeting Date: 2008-07-10T00:00:00.000
Ec
2005
Candidate
Marcial, Edwin
Board Meeting Date
2008-07-10T00:00:00.000
Determination
Fraud and/or material misrepresentation
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
2500
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Accepting an unreported, over-the-limit, in-kind contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
No violation
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
76.78% cash receipts variance
Current Determination Name
Failure to demonstrate compliance with cash receipts reporting and documentation requirements
Final Board Determination
2000
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
18.49% monetary receipts variance
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
500
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Making $20,000 in non-campaign related expenditures and $320 in improper post-election expenditures
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
1016
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Failing to provide itemized deposit slips
Current Determination Name
Failure to document transactions
Final Board Determination
50
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Filing Statement 17 one day late
Current Determination Name
Failure to file/filing late disclosure statements
Final Board Determination
50
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
24.34% monetary disbursements variance
Current Determination Name
Failure to report transactions
Final Board Determination
500
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Failing to report an over-the-limit in-kind contribution
Current Determination Name
Failure to report transactions
Final Board Determination
No violation
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Failing to report an in-kind contribution
Current Determination Name
Failure to report transactions
Final Board Determination
100
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Maintaining a petty cash fund greater than $500
Current Determination Name
Maintaining a petty cash fund greater than $500
Final Board Determination
185
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Making cash disbursements greater than $100
Current Determination Name
Making cash expenditures greater than $100
Final Board Determination
194
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Breach of certification
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
N/A
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Falsification of contribution documentation
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
10000
2005
Ec: 2005 • Candidate: King, Danny • Board Meeting Date: 2008-08-14T00:00:00.000
Ec
2005
Candidate
King, Danny
Board Meeting Date
2008-08-14T00:00:00.000
Determination
Fraud and/or misrepresentation in the reporting of cash contributions and for submitting apparently fraudulent claims for public matching funds
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
No violation
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Accepting a $2,625 over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
2625
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Accepting a $625 over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
125
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
26.96% monetary receipts variance
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
100
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Failing to provide copies of bank deposit slips
Current Determination Name
Failure to demonstrate compliance with reporting requirements for receipts
Final Board Determination
Violation; No Penalty
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Filing Statement 2 three days late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
Violation; No Penalty
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Making seven cash expenditures in excess of $100
Current Determination Name
Making cash expenditures greater than $100
Final Board Determination
Violation; No Penalty
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Making $3,901 in non-campaign related expenditures and $1,488 in improper post-election expenditures
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
500
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Failing to report and document eleven transactions
Current Determination Name
Failure to report transactions
Final Board Determination
350
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Responding to the draft audit report sixteen days late
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
100
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Maintaining a petty cash fund in excess of $500
Current Determination Name
Maintaining a petty cash fund greater than $500
Final Board Determination
Violation; No Penalty
2007A
Ec: 2007A • Candidate: Gordon, Karlene • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2007A
Candidate
Gordon, Karlene
Board Meeting Date
2008-09-18T00:00:00.000
Determination
30.33% monetary disbursements variance
Current Determination Name
N/A
Final Board Determination
100
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Accepting two corporate contributions
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
250
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Accepting four contributions from unregistered political committees
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
500
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Accepting nine over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
1125
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Failing to attribute an aggregated contribution in excess of $2,500
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
100
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Exceeding the primary election expenditure limit by $10,410
Current Determination Name
Exceeding the expenditure limit
Final Board Determination
10410
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Failing to provide a signed intermediary statement for three intermediated contributions
Current Determination Name
Failure to demonstrate compliance with intermediary reporting and documentation requirements
Final Board Determination
150
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Failing to report, or establish in the absence of, subcontractors
Current Determination Name
Failure to demonstrate compliance with subcontractor reporting and documentation requirements
Final Board Determination
550
2005
Ec: 2005 • Candidate: Miller, Gifford • Board Meeting Date: 2008-09-18T00:00:00.000
Ec
2005
Candidate
Miller, Gifford
Board Meeting Date
2008-09-18T00:00:00.000
Determination
Improper post-election expenditures totaling $1,026
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
750
2005
Ec: 2005 • Candidate: Roth, Mike • Board Meeting Date: 2008-10-16T00:00:00.000
Ec
2005
Candidate
Roth, Mike
Board Meeting Date
2008-10-16T00:00:00.000
Determination
Non-campaign related and improper post-election expenditures
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
10000
2005
Ec: 2005 • Candidate: Roth, Mike • Board Meeting Date: 2008-10-16T00:00:00.000
Ec
2005
Candidate
Roth, Mike
Board Meeting Date
2008-10-16T00:00:00.000
Determination
Breach of certification
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
N/A
2005
Ec: 2005 • Candidate: Roth, Mike • Board Meeting Date: 2008-10-16T00:00:00.000
Ec
2005
Candidate
Roth, Mike
Board Meeting Date
2008-10-16T00:00:00.000
Determination
Use of public funds to make substantial campaign expenditures which the participant knew or should have known were fraudulent
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
10000
2005
Ec: 2005 • Candidate: Rivera, Joel • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Rivera, Joel
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Accepting 4 corporate contributions
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
500
2005
Ec: 2005 • Candidate: Rivera, Joel • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Rivera, Joel
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Accepting 2 corporate contributions
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
Audit finding, no penalty
2005
Ec: 2005 • Candidate: Narine, Dhanpaul • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Narine, Dhanpaul
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Accepting a $780 over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
No violation
2005
Ec: 2005 • Candidate: Narine, Dhanpaul • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Narine, Dhanpaul
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Accepting a $4,750 over-the-limit contribution
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
2625
2005
Ec: 2005 • Candidate: Rivera, Joel • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Rivera, Joel
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Accepting over-the-limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
Audit finding, no penalty
2005
Ec: 2005 • Candidate: Narine, Dhanpaul • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Narine, Dhanpaul
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Failing to submit adequate documentation substantiating in-kind contributions
Current Determination Name
Failure to document transactions
Final Board Determination
150
2005
Ec: 2005 • Candidate: King, Erlene • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
King, Erlene
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Filing disclosure statements late
Current Determination Name
Failure to file/filing late disclosure statements
Final Board Determination
450
2005
Ec: 2005 • Candidate: Rivera, Joel • Board Meeting Date: 2008-12-11T00:00:00.000
Ec
2005
Candidate
Rivera, Joel
Board Meeting Date
2008-12-11T00:00:00.000
Determination
Failing to report a bank account
Current Determination Name
Failure to maintain a separate campaign bank account; using an undisclosed bank account in furtherance of the campaign; commingling campaign funds with personal or business funds or funds accepted for a different election
Final Board Determination
Violation; No Penalty
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