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Enforcement Actions Board Determinations and Penalties

This dataset lists the board determinations and penalties that the New York City Campaign Finance Board has imposed on New York City political campaigns from the year 2000 to the present.

City Government Campaign Finance Board (CFB) Dataset xrxs-qn95 6 fields
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Dataset fields
Showing 50 real records
2005
Ec: 2005 • Candidate: Ferrer, Fernando • Board Meeting Date: 2009-07-23T00:00:00.000
Ec
2005
Candidate
Ferrer, Fernando
Board Meeting Date
2009-07-23T00:00:00.000
Determination
Failing to attribute an aggregated contribution in excess of $2,500
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
100
2005
Ec: 2005 • Candidate: Ferrer, Fernando • Board Meeting Date: 2009-07-23T00:00:00.000
Ec
2005
Candidate
Ferrer, Fernando
Board Meeting Date
2009-07-23T00:00:00.000
Determination
Non-campaign related expenditures totaling $597
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
No violation
2005
Ec: 2005 • Candidate: Ferrer, Fernando • Board Meeting Date: 2009-07-23T00:00:00.000
Ec
2005
Candidate
Ferrer, Fernando
Board Meeting Date
2009-07-23T00:00:00.000
Determination
Failing to file a required daily pre-election disclosure statement
Current Determination Name
Failure to file/late filing of daily pre-election disclosure statements
Final Board Determination
300
2005
Ec: 2005 • Candidate: Ferrer, Fernando • Board Meeting Date: 2009-07-23T00:00:00.000
Ec
2005
Candidate
Ferrer, Fernando
Board Meeting Date
2009-07-23T00:00:00.000
Determination
Payment: Post-election payment
Current Determination Name
Payment: Post-election payment
Final Board Determination
-463724
2007A
Ec: 2007A • Candidate: McNally, Zenobia • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007A
Candidate
McNally, Zenobia
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Making non-campaign related expenditures to Turner Liverpool Consulting
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
No violation
2007A
Ec: 2007A • Candidate: McNally, Zenobia • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007A
Candidate
McNally, Zenobia
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Filing Disclosure Statement 3 two days late
Current Determination Name
Failure to file/late filing of disclosure statements
Final Board Determination
100
2007B
Ec: 2007B • Candidate: Sharpe, Wellington • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007B
Candidate
Sharpe, Wellington
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Accepting an over-the-limit contribution exceeding the limit by $1,125
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
1375
2007B
Ec: 2007B • Candidate: Sharpe, Wellington • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007B
Candidate
Sharpe, Wellington
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Accepting an over-the-limit contribution exceeding the limit by $5,875
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
6375
2007B
Ec: 2007B • Candidate: Sharpe, Wellington • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007B
Candidate
Sharpe, Wellington
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Monetary disbursements variance of 35.64%
Current Determination Name
Failure to report transactions
Final Board Determination
1000
2007B
Ec: 2007B • Candidate: Sharpe, Wellington • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007B
Candidate
Sharpe, Wellington
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Accepting in-kind contributions in the form of third-party payments to 65 campaign workers and failing to identtify the source of the payments
Current Determination Name
Failure to report transactions
Final Board Determination
3250
2007B
Ec: 2007B • Candidate: Sharpe, Wellington • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007B
Candidate
Sharpe, Wellington
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Breach of certification
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
N/A
2007B
Ec: 2007B • Candidate: Sharpe, Wellington • Board Meeting Date: 2010-02-04T00:00:00.000
Ec
2007B
Candidate
Sharpe, Wellington
Board Meeting Date
2010-02-04T00:00:00.000
Determination
Falsifying contribution information and claiming public matching funds on the basis of falsified contribution claims
Current Determination Name
Material misrepresentation; fraud; submission of false or fictitious information; breach
Final Board Determination
10000
2008A
Ec: 2008A • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-04-08T00:00:00.000
Ec
2008A
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-04-08T00:00:00.000
Determination
Receipt of corporate contribution
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
475
2008A
Ec: 2008A • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-04-08T00:00:00.000
Ec
2008A
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-04-08T00:00:00.000
Determination
Receipt of over the limit contributions
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
750
2008A
Ec: 2008A • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-04-08T00:00:00.000
Ec
2008A
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-04-08T00:00:00.000
Determination
Failure to file pre-election disclosure statements
Current Determination Name
Failure to report/late reporting of transactions in daily pre-election disclosure statements
Final Board Determination
100
2007A
Ec: 2007A • Candidate: James, Jennifer • Board Meeting Date: 2010-04-08T00:00:00.000
Ec
2007A
Candidate
James, Jennifer
Board Meeting Date
2010-04-08T00:00:00.000
Determination
Failure to respond in a timely manner to the Board’s request for information regarding questionable contribution documentation.
Current Determination Name
Failure to respond/late response to documentation and information requests (initial documentation request, draft audit report, other requests)
Final Board Determination
500
2007A
Ec: 2007A • Candidate: James, Jennifer • Board Meeting Date: 2010-04-08T00:00:00.000
Ec
2007A
Candidate
James, Jennifer
Board Meeting Date
2010-04-08T00:00:00.000
Determination
Payment: Post-election payment
Current Determination Name
Payment: Post-election payment
Final Board Determination
-23140
2008
Ec: 2008 • Candidate: Como, Anthony • Board Meeting Date: 2010-07-08T00:00:00.000
Ec
2008
Candidate
Como, Anthony
Board Meeting Date
2010-07-08T00:00:00.000
Determination
Making non-campaign related expenditure of $100
Current Determination Name
Failure to demonstrate that spending was in furtherance of the campaign
Final Board Determination
100
2008
Ec: 2008 • Candidate: Como, Anthony • Board Meeting Date: 2010-07-08T00:00:00.000
Ec
2008
Candidate
Como, Anthony
Board Meeting Date
2010-07-08T00:00:00.000
Determination
Making improper post election expenditure of $1,170.48
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
1170.48
2008
Ec: 2008 • Candidate: Como, Anthony • Board Meeting Date: 2010-07-08T00:00:00.000
Ec
2008
Candidate
Como, Anthony
Board Meeting Date
2010-07-08T00:00:00.000
Determination
Making improper post-election expenditures of $5,655.43
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
5655.43
2008
Ec: 2008 • Candidate: Como, Anthony • Board Meeting Date: 2010-07-08T00:00:00.000
Ec
2008
Candidate
Como, Anthony
Board Meeting Date
2010-07-08T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
12483.99
2009A
Ec: 2009A • Candidate: Mitchell, Kenneth • Board Meeting Date: 2010-08-12T00:00:00.000
Ec
2009A
Candidate
Mitchell, Kenneth
Board Meeting Date
2010-08-12T00:00:00.000
Determination
Accepting two contributions from prohibited sources
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
Infraction, No Penalty
2009A
Ec: 2009A • Candidate: Mitchell, Kenneth • Board Meeting Date: 2010-08-12T00:00:00.000
Ec
2009A
Candidate
Mitchell, Kenneth
Board Meeting Date
2010-08-12T00:00:00.000
Determination
Improper post-election expenditures totaling $249.65
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
Infraction, No Penalty
2009A
Ec: 2009A • Candidate: Mitchell, Kenneth • Board Meeting Date: 2010-08-12T00:00:00.000
Ec
2009A
Candidate
Mitchell, Kenneth
Board Meeting Date
2010-08-12T00:00:00.000
Determination
Payment: unspent campaign funds (deficit)
Current Determination Name
Repayment: Final Bank Balance
Final Board Determination
7589
2009A
Ec: 2009A • Candidate: Ulrich, Eric A. • Board Meeting Date: 2010-08-12T00:00:00.000
Ec
2009A
Candidate
Ulrich, Eric A.
Board Meeting Date
2010-08-12T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
4188.51
2009A
Ec: 2009A • Candidate: Saryian, Paul D. • Board Meeting Date: 2010-09-16T00:00:00.000
Ec
2009A
Candidate
Saryian, Paul D.
Board Meeting Date
2010-09-16T00:00:00.000
Determination
Payment: Documented Outstanding Liabilities
Current Determination Name
Payment: Documented Outstanding Liabilities
Final Board Determination
-6902.3
2009A
Ec: 2009A • Candidate: Moya, Francisco P. • Board Meeting Date: 2010-11-18T00:00:00.000
Ec
2009A
Candidate
Moya, Francisco P.
Board Meeting Date
2010-11-18T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
1517
2009
Ec: 2009 • Candidate: Ulrich, Eric A. • Board Meeting Date: 2010-11-18T00:00:00.000
Ec
2009
Candidate
Ulrich, Eric A.
Board Meeting Date
2010-11-18T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
1320
2008
Ec: 2008 • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2008
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Receipt of two contributions from unregistered PAC
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
250
2008
Ec: 2008 • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2008
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Failing to file daily pre-election disclosure statements for two contributions
Current Determination Name
Failure to report/late reporting of transactions in daily pre-election disclosure statements
Final Board Determination
100
2008
Ec: 2008 • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2008
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Making an impermissible post-election expenditure
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
100
2008
Ec: 2008 • Candidate: Crowley, Elizabeth • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2008
Candidate
Crowley, Elizabeth
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
2593
2009
Ec: 2009 • Candidate: Finan, John M. • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2009
Candidate
Finan, John M.
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Commingling personal or business funds with campaign funds
Current Determination Name
Failure to maintain a separate campaign bank account; using an undisclosed bank account in furtherance of the campaign; commingling campaign funds with personal or business funds or funds accepted for a different election
Final Board Determination
500
2009
Ec: 2009 • Candidate: Ognibene, Thomas V. • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2009
Candidate
Ognibene, Thomas V.
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
1410
2009
Ec: 2009 • Candidate: Pechefsky, David • Board Meeting Date: 2010-12-01T00:00:00.000
Ec
2009
Candidate
Pechefsky, David
Board Meeting Date
2010-12-01T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
6297
2009
Ec: 2009 • Candidate: Annabel, Palma • Board Meeting Date: 2011-01-13T00:00:00.000
Ec
2009
Candidate
Annabel, Palma
Board Meeting Date
2011-01-13T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
9281
2009A
Ec: 2009A • Candidate: Dixon, George • Board Meeting Date: 2011-01-13T00:00:00.000
Ec
2009A
Candidate
Dixon, George
Board Meeting Date
2011-01-13T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
40883
2009
Ec: 2009 • Candidate: Dais, Landon • Board Meeting Date: 2011-02-10T00:00:00.000
Ec
2009
Candidate
Dais, Landon
Board Meeting Date
2011-02-10T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
253
2009
Ec: 2009 • Candidate: Sasson, Isaac • Board Meeting Date: 2011-02-10T00:00:00.000
Ec
2009
Candidate
Sasson, Isaac
Board Meeting Date
2011-02-10T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
842
2009
Ec: 2009 • Candidate: Diamondstone, Kenneth A. • Board Meeting Date: 2011-03-10T00:00:00.000
Ec
2009
Candidate
Diamondstone, Kenneth A.
Board Meeting Date
2011-03-10T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
4258
2009
Ec: 2009 • Candidate: Heyer, John L. • Board Meeting Date: 2011-03-10T00:00:00.000
Ec
2009
Candidate
Heyer, John L.
Board Meeting Date
2011-03-10T00:00:00.000
Determination
Accepting a contribution from an unregistered political committee
Current Determination Name
Accepting contributions from unregistered political committees
Final Board Determination
100
2009
Ec: 2009 • Candidate: Heyer, John L. • Board Meeting Date: 2011-03-10T00:00:00.000
Ec
2009
Candidate
Heyer, John L.
Board Meeting Date
2011-03-10T00:00:00.000
Determination
Exceeding the expenditure limit
Current Determination Name
Exceeding the expenditure limit
Final Board Determination
2001
2009
Ec: 2009 • Candidate: Heyer, John L. • Board Meeting Date: 2011-03-10T00:00:00.000
Ec
2009
Candidate
Heyer, John L.
Board Meeting Date
2011-03-10T00:00:00.000
Determination
Repayment: unspent campaign funds (surplus)
Current Determination Name
N/A
Final Board Determination
28
2009
Ec: 2009 • Candidate: Hunter, Robert A. • Board Meeting Date: 2011-03-10T00:00:00.000
Ec
2009
Candidate
Hunter, Robert A.
Board Meeting Date
2011-03-10T00:00:00.000
Determination
Repayment: Qualified Expenditure Deficit
Current Determination Name
Repayment: Qualified Expenditure Deficit
Final Board Determination
83
2009A
Ec: 2009A • Candidate: Baker, Tony • Board Meeting Date: 2011-04-07T00:00:00.000
Ec
2009A
Candidate
Baker, Tony
Board Meeting Date
2011-04-07T00:00:00.000
Determination
Accepting a cash contribution in excess of $100
Current Determination Name
Accepting cash contributions greater than $100
Final Board Determination
No violation
2009A
Ec: 2009A • Candidate: Baker, Tony • Board Meeting Date: 2011-04-07T00:00:00.000
Ec
2009A
Candidate
Baker, Tony
Board Meeting Date
2011-04-07T00:00:00.000
Determination
Accepting a corporate contribution
Current Determination Name
Accepting contributions from corporations, limited liability companies, or partnerships
Final Board Determination
450
2009A
Ec: 2009A • Candidate: Baker, Tony • Board Meeting Date: 2011-04-07T00:00:00.000
Ec
2009A
Candidate
Baker, Tony
Board Meeting Date
2011-04-07T00:00:00.000
Determination
Cash variance of 31.58%
Current Determination Name
Failure to demonstrate compliance with cash receipts reporting and documentation requirements
Final Board Determination
100
2009A
Ec: 2009A • Candidate: Baker, Tony • Board Meeting Date: 2011-04-07T00:00:00.000
Ec
2009A
Candidate
Baker, Tony
Board Meeting Date
2011-04-07T00:00:00.000
Determination
Improper post-election expenditures
Current Determination Name
Making impermissible post-election expenditures
Final Board Determination
100
2009
Ec: 2009 • Candidate: Jennings, Alan W. • Board Meeting Date: 2011-04-07T00:00:00.000
Ec
2009
Candidate
Jennings, Alan W.
Board Meeting Date
2011-04-07T00:00:00.000
Determination
Accepting a contribution that was over the $2,750 limit
Current Determination Name
Accepting over-the-limit contributions
Final Board Determination
Violation; No Penalty
2009
Ec: 2009 • Candidate: Jennings, Alan W. • Board Meeting Date: 2011-04-07T00:00:00.000
Ec
2009
Candidate
Jennings, Alan W.
Board Meeting Date
2011-04-07T00:00:00.000
Determination
Making cash payments over the $100 limit
Current Determination Name
Making cash expenditures greater than $100
Final Board Determination
Violation; No Penalty
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